Keri Curtis Axel appeared with former SEC colleagues Nick Morgan and Tom Zaccaro on SEC Roundup, a bimonthly video series of the nonprofit advocacy group Investor Choice Advocates Network.
They discussed SEC v. Sripetch, a case that highlights a growing split among federal appellate courts where some circuits require proof of actual victim losses to justify disgorgement, while others — including the Ninth and First Circuits — do not.
Keri talked about Waymaker’s amicus brief filed in the Supreme Court on behalf of CalALTs (California Alternative Investments Association), a nonprofit advocating for innovation in emerging asset classes like crypto and life settlements.
Here is the link to the full episode:
